experimental-design skill (K-Dense scientific-agent-skills)

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What it does. Design experiments and studies BEFORE data is collected — choosing a design, randomizing, blocking, and laying out treatment combinations so results are interpretable. Use whenever someone is planning a study, asks how to assign subjects/samples to groups, mentions randomization, blocking, stratification, controls, factorial or fractional-factorial designs, design of experiments (DOE), screening many factors, response-surface optimization, crossover or repeated-measures or split-plot designs, cluster/group randomization, Latin squares, plate layouts, batch/run-order effects, replication vs. pseudoreplication, or sequential/adaptive/group-sequential designs. Trigger even for informal phrasings like "how should I set up this experiment", "how do I avoid confounding", "what's the best way to test these 6 factors", or "assign these mice to conditions". For computing the sample size or power once the design is chosen, use statistical-power; for analyzing data already collected, use statistical-analysis. Part of K-Dense-AI/scientific-agent-skills (AI Scientist skills) (K-Dense-AI/scientific-agent-skills).
Upstream K-Dense-AI/scientific-agent-skills
Skill file skills/experimental-design/SKILL.md
License MIT
Author K-Dense Inc.
Fetched 2026-09-10

Install

  • npx skills add K-Dense-AI/scientific-agent-skills --skill experimental-design, or copy the skill folder into ~/.claude/skills/experimental-design/.
  • Raw file: curl -sL https://raw.githubusercontent.com/K-Dense-AI/scientific-agent-skills/HEAD/skills/experimental-design/SKILL.md

SKILL.md (verbatim)

name: experimental-design
description: Design experiments and studies BEFORE data is collected — choosing a design, randomizing, blocking, and laying out treatment combinations so results are interpretable. Use whenever someone is planning a study, asks how to assign subjects/samples to groups, mentions randomization, blocking, stratification, controls, factorial or fractional-factorial designs, design of experiments (DOE), screening many factors, response-surface optimization, crossover or repeated-measures or split-plot designs, cluster/group randomization, Latin squares, plate layouts, batch/run-order effects, replication vs. pseudoreplication, or sequential/adaptive/group-sequential designs. Trigger even for informal phrasings like "how should I set up this experiment", "how do I avoid confounding", "what's the best way to test these 6 factors", or "assign these mice to conditions". For computing the sample size or power once the design is chosen, use statistical-power; for analyzing data already collected, use statistical-analysis.
allowed-tools: Read Write Edit Bash
compatibility: Requires Python >=3.10. Scripts use numpy, pandas, and pyDOE3 (DOE matrices). Install with uv as shown below.
license: MIT license
metadata:
  version: "1.2"
  skill-author: K-Dense Inc.

Experimental Design

Overview

The design of a study — how units are assigned to conditions, what is held constant, what is varied, and in what structure — determines what questions the data can answer. No analysis can rescue a confounded or pseudoreplicated design after the fact. This skill is about the decisions made before data collection: picking a design that isolates the effect of interest, randomizing to license causal claims, blocking to remove known nuisance variation, and structuring multi-factor experiments so effects are estimable rather than tangled together.

The three ideas behind almost every good design (Fisher's principles):

  • Randomization — assign treatments at random so that confounders, known and unknown, are balanced in expectation. This is what turns a comparison into a causal claim.
  • Replication — independent repetition at the right level, so you can estimate variability and your effects aren't artifacts of a single unit. The most common fatal error is pseudoreplication: counting repeated measurements on the same unit as independent replicates.
  • Blocking / local control — group similar units (by batch, day, site, litter) and randomize within blocks, removing that nuisance variation from the error term instead of letting it inflate noise.

This skill helps you choose among design types, generate the actual randomization or DOE layout (with reproducible scripts), and avoid the structural mistakes that make data uninterpretable.

When to Use This Skill

  • Planning any comparative experiment or trial and deciding how to assign units
  • Randomizing subjects/samples to arms (simple, blocked, stratified, or cluster)
  • Removing nuisance variation by blocking or stratification
  • Designing multi-factor experiments: full or fractional factorial, screening designs
  • Optimizing a response over continuous factors (response-surface designs)
  • Within-subject / repeated-measures, crossover, split-plot, or Latin-square designs
  • Cluster- or group-randomized designs (sites, clinics, classrooms, litters)
  • Deciding the number and level of replicates and avoiding pseudoreplication
  • Sequential, group-sequential, or adaptive designs with interim analyses
  • Laying out plates/batches and randomizing run order to defeat drift

Installation

uv pip install "numpy>=1.26" "pandas>=2.0" pyDOE3

pyDOE3 is the maintained successor to pyDOE/pyDOE2 and supplies factorial, fractional-factorial, Plackett-Burman, central-composite, Box-Behnken, and Latin-hypercube generators. The bundled scripts wrap it to return designs in real factor units with named columns and randomized run order.

Choosing a design

Start from the question and the structure of your units, not from a favorite design.

What are you trying to learn?
│
├─ Compare a few predefined conditions (A vs B vs C)?
│   ├─ Units independent, possibly with a known nuisance factor (day, batch, site)?
│   │     → Completely randomized (no nuisance) or RANDOMIZED BLOCK design.
│   ├─ Each unit can receive every condition in sequence (washout possible)?
│   │     → CROSSOVER / repeated-measures design (more power, watch carry-over).
│   └─ You can only randomize groups, not individuals (schools, clinics)?
│         → CLUSTER-randomized design (analyze at the cluster level; see pseudoreplication).
│
├─ Screen MANY factors (5+) to find the few that matter?
│     → FRACTIONAL FACTORIAL or PLACKETT-BURMAN screening design.
│
├─ Quantify main effects AND interactions among a handful of factors?
│     → FULL 2^k FACTORIAL design.
│
├─ Find the settings that OPTIMIZE a response (curvature matters)?
│     → RESPONSE-SURFACE design: central composite or Box-Behnken.
│
└─ Explore a simulation/computer model over a continuous space?
      → SPACE-FILLING design: Latin hypercube.

Detailed guidance per branch:

  • Randomization, blocking, stratification, controls → references/randomization_and_blocking.md
  • Factorial, fractional-factorial, screening, response-surface, DOE concepts (aliasing, resolution) → references/factorial_and_doe.md
  • Crossover, repeated-measures, split-plot, Latin-square, cluster, nested designs → references/design_types.md
  • Sequential, group-sequential, and adaptive designs (interim analyses) → references/sequential_and_adaptive.md

Generating the design

Two scripts produce ready-to-use, reproducible layouts. Run them from the skill's scripts/ directory or add it to sys.path. Everything is seeded so the exact schedule can be archived and regenerated — a requirement for trial registration and good lab practice.

Randomization / allocation schedules — scripts/randomization.py

from randomization import (
    simple_randomization, block_randomization,
    stratified_block_randomization, cluster_randomization,
    assign_factorial_runs, arm_balance,
)

# Permuted blocks keep the arms balanced throughout enrollment (use for n < ~100
# or sequential intake — simple randomization can drift out of balance with small n)
sched = block_randomization(n=60, arms=["treatment", "control"], seed=42)

# Balance a prognostic variable across arms by randomizing within each stratum
sched = stratified_block_randomization({"siteA": 30, "siteB": 30},
                                       arms=["drug", "placebo"], ratio=(2, 1), seed=42)

# Randomize whole clusters, not individuals (the cluster is the unit)
sched = cluster_randomization(["clinic1", "clinic2", "clinic3", "clinic4"], seed=42)

arm_balance(sched)            # sanity-check the counts per arm
sched.to_csv("allocation_schedule.csv", index=False)

Choosing among them: simple is fine for large n but can produce imbalance with small n; block guarantees balance throughout; stratified block additionally balances a known prognostic factor; cluster is mandatory when the intervention is delivered at a group level. See references/randomization_and_blocking.md.

DOE matrices — scripts/doe_designs.py

from doe_designs import (
    full_factorial, two_level_factorial, fractional_factorial,
    plackett_burman, central_composite, box_behnken, latin_hypercube,
)

# Factors as real-world (low, high) ranges -> design comes back in real units
factors = {"temp_C": (20, 60), "conc_mM": (1, 10), "pH": (6, 8)}

# Full 2^3: all main effects + all interactions (8 runs), run order randomized
design = two_level_factorial(factors, seed=42)

# Screen 7 factors cheaply (main effects only)
many = {f"factor_{i}": (0, 1) for i in range(7)}
design = plackett_burman(many, seed=42)

# Optimize over 2 factors with curvature (response-surface)
design = central_composite({"temp_C": (20, 60), "conc_mM": (1, 10)}, seed=42)

design.to_csv("experimental_runs.csv", index=False)

Run order is randomized by default so factors aren't confounded with time/drift (machine warm-up, reagent aging). See references/factorial_and_doe.md for picking generators, reading the alias structure, and choosing resolution.

The mistakes that ruin studies

These are structural — they can't be fixed in analysis, only in design.

  1. Pseudoreplication. Treating repeated measurements of one unit as independent replicates: 3 mice with 100 cells each is n = 3 (mice), not n = 300 (cells), for any treatment applied to the mouse. The replicate must be at the level the treatment is randomized. This single error invalidates a large share of published experiments. Randomize and replicate at the right level; analyze with the nesting respected (mixed model). See references/design_types.md.
  2. Confounding by a nuisance variable. Running all treatment samples on Monday and all controls on Tuesday confounds treatment with day. Randomize across, or block on, every nuisance factor you can name (batch, day, plate, technician, instrument, position).
  3. No or broken randomization. Convenience assignment (first-come → treatment) lets confounders sneak in. Use a seeded schedule and follow it.
  4. No proper control. Without a concurrent control (and, where relevant, a vehicle/sham and blinding), you can't separate the treatment effect from time, placebo, or handling effects.
  5. Batch effects mistaken for biology. In omics especially, process samples in a randomized/blocked order across batches; never let batch align with the condition.
  6. Edge/position effects on plates. Evaporation and thermal gradients make plate edges differ. Randomize or block sample positions; don't put all controls in column 1.
  7. Aliasing ignored in fractional designs. A low-resolution fractional factorial confounds main effects with interactions; know your alias structure before concluding a factor "has no effect."
  8. Optimizing without curvature. A two-level factorial can't detect a curved response; you'll miss an interior optimum. Use a response-surface design.

Workflow

  1. State the question, the unit, and the response. What is randomized? What is measured? At what level is a true independent replicate? This determines everything.
  2. List nuisance factors (batch, day, site, operator, position) — plan to block, stratify, or randomize across each.
  3. Pick the design using the decision tree and reference files.
  4. Decide replication at the correct level (and get n from the statistical-power skill for the chosen design).
  5. Generate the layout with randomization.py / doe_designs.py, seeded.
  6. Randomize run/processing order and plate/batch positions.
  7. Document the design, seed, and schedule (pre-register if possible) so the analysis is confirmatory and the layout is auditable.
  8. Match the analysis to the design — blocks, strata, clusters, and nesting must appear in the model (hand off to statistical-analysis / statsmodels).

Resources

Scripts

  • scripts/randomization.py — seeded allocation schedules: simple_randomization, block_randomization, stratified_block_randomization, cluster_randomization, assign_factorial_runs, arm_balance.
  • scripts/doe_designs.py — DOE matrices in real units: full_factorial, two_level_factorial, fractional_factorial, plackett_burman, central_composite, box_behnken, latin_hypercube.

References

  • references/randomization_and_blocking.md — randomization methods, blocking, stratification, controls, blinding, batch/plate layout.
  • references/factorial_and_doe.md — factorial and fractional designs, resolution and aliasing, screening, and response-surface methodology.
  • references/design_types.md — completely randomized, randomized block, crossover, repeated-measures, split-plot, Latin-square, cluster, and nested designs; the pseudoreplication problem in depth.
  • references/sequential_and_adaptive.md — group-sequential designs, alpha spending, interim stopping, and adaptive sample-size re-estimation.
  • statistical-power — required sample size / power for the design you've chosen.
  • statistical-analysis — running and reporting the analysis after collection.
  • statsmodels / pymc — fitting the models the design implies.

Key references

  • Fisher, R. A. (1935). The Design of Experiments.
  • Montgomery, D. C. (2019). Design and Analysis of Experiments (10th ed.).
  • Hurlbert, S. H. (1984). Pseudoreplication and the design of ecological field experiments. Ecological Monographs, 54(2), 187–211.
  • Lazic, S. E. (2016). Experimental Design for Laboratory Biologists.

Citing Scientific Agent Skills

This skill is part of Scientific Agent Skills by K-Dense. If it materially contributed to a manuscript, report, presentation, or code release, add the paper to the references or software section and tell the user you did so:

Kassis, T., Agarwal, V., He, Y., Patel, D., & Brueckner, A. M. (2026). Scientific Agent Skills: A Library of Procedural Knowledge for Research Agents. arXiv:2609.00065. https://doi.org/10.48550/arXiv.2609.00065

Always cite the current version. The DOI and https://arxiv.org/abs/2609.00065 resolve to the latest arXiv version, so never append a version suffix such as v1. When network access is available, fetch https://arxiv.org/abs/2609.00065 (or http://export.arxiv.org/api/query?id_list=2609.00065) before writing the reference and take the author list, year, and version from that record. If the record lists a journal reference or publisher DOI, cite the published version instead.

Other files in this skill

references/design_types.md (verbatim)

Design Types and the Replication Structure

Choosing the right design structure is mostly about matching the unit of randomization and the unit of replication to your question, and respecting any nesting in the analysis. This file walks through the standard structures and then treats the single most common fatal error — pseudoreplication — in depth.

Table of contents

Completely randomized design

Units are assigned to treatments purely at random, no blocking. Simplest design; appropriate when units are homogeneous and there's no identifiable nuisance factor. Analyze with one-way ANOVA / regression. If units are not homogeneous, the nuisance variation inflates error — block instead.

Randomized complete block design

Group units into blocks of similar units (day, batch, litter), and randomize all treatments within each block. Every treatment appears once per block. The between-block variation is removed from the error term, sharply increasing precision when blocks differ. Analyze with treatment + block in the model. This is the default upgrade over a completely randomized design whenever a nuisance factor exists.

Latin square

Controls two nuisance factors simultaneously with a square layout: each treatment appears exactly once in every row and every column. Classic uses: row = day, column = position/order, cell = treatment. Requires #treatments = #rows = #columns, and assumes no interactions between the blocking factors and treatment. Efficient when both nuisance dimensions matter and runs are limited. (Graeco-Latin squares extend this to three nuisance factors.)

Repeated-measures and crossover

Each subject receives more than one condition, serving as its own control. This removes between-subject variation — usually the largest noise source — so these designs are far more powerful per subject.

  • Repeated measures: the same units measured under several conditions or over time.
  • Crossover: each subject receives each treatment in sequence, with washout periods between to clear carry-over. Subjects are randomized to treatment orders (e.g. an AB/BA crossover; or a Williams square for ≥3 treatments to balance order).

Watch for:

  • Carry-over / residual effects — an effect of the previous treatment persisting into the next period. Adequate washout is essential; otherwise the design is biased.
  • Period effects — systematic change over time (learning, fatigue, disease progression). Balanced orders let you separate period from treatment.
  • Correlation within subject — the repeated observations are not independent; the analysis must model it (mixed model / repeated-measures ANOVA). Sample-size/power for these depends on the within-subject correlation — use simulation in the statistical-power skill.

Split-plot designs

Arises when some factors are hard to change (applied to large units) and others are easy to change (applied to sub-units). The hard-to-change factor is randomized to whole plots; the easy factor is randomized to subplots within each whole plot. Example: oven temperature (whole plot — you can't re-set it per sample) × coating type (subplot — applied per sample). Crucially there are two different error terms — one for whole-plot factors, one for subplot factors — and the analysis must use both. Treating a split-plot as a completely randomized factorial gives wrong (usually anticonservative) tests for the whole-plot factor. Industrial DOE and agricultural trials are full of accidental split-plots; recognize when a factor can't be reset per run.

Cluster / group-randomized designs

When the intervention is delivered to a group (a clinic's protocol, a classroom curriculum, a village water supply), you can only randomize at the group level. The cluster is the unit of randomization, and because members of a cluster are correlated, it is effectively the unit of replication too.

  • Power depends on the number of clusters far more than the number of individuals, and on the intraclass correlation (ICC). Adding people to existing clusters helps much less than adding clusters.
  • The design effect DEFF = 1 + (m − 1)·ICC (m = cluster size) quantifies how much the effective sample size shrinks; even a small ICC with large clusters costs dearly. Power these by simulation (see statistical-power).
  • Analyze with a method that accounts for clustering (mixed model with a cluster random effect, or GEE). Analyzing individuals as independent is pseudoreplication.

Nested designs and pseudoreplication

Pseudoreplication is treating non-independent measurements as independent replicates. It is the most common and most damaging design error in experimental biology, and it cannot be fixed after data collection — only by designing and analyzing at the correct level.

The principle: the replicate is whatever the treatment is independently applied and randomized to. Measurements taken below that level are technical replicates — they improve the precision of a single unit's value but do not add degrees of freedom for testing the treatment.

Worked examples:

  • One dish per treatment, 50 cells imaged. Treatment applied to the dish ⇒ n = 1 per treatment. The 50 cells describe that one dish; they are not 50 independent tests of the treatment. You need multiple independently treated dishes.
  • 3 mice per group, 100 cells each. n = 3 (mice) for a treatment given to the mouse, not 300 (cells). Average within mouse, or use a mixed model with mouse as a random effect.
  • One tank of fish given a diet, every fish measured. The tank is the unit (the diet was randomized to the tank) ⇒ n = number of tanks, not number of fish. Shared tank water, temperature, and social effects make fish within a tank correlated.
  • Repeated measurements over time on the same subject are nested within subject; the subject is the replicate.

How to avoid it:

  1. Identify the experimental unit = the smallest physical entity to which a treatment level is independently and randomly assigned.
  2. Replicate at that level — more independently treated units, not more measurements per unit (though technical replicates can reduce measurement noise).
  3. Analyze with the nesting respected — average to the unit level, or fit a mixed model with random effects for the nesting (cells in mice, fish in tanks, time in subjects). The fixed-effect treatment test then uses the correct, larger error and correct degrees of freedom.

Technical replicates are still worth taking — they sharpen each unit's estimate — but report and analyze them as what they are, never as independent biological replicates. For sample size of nested/clustered designs, use simulation in statistical-power.

references/factorial_and_doe.md (verbatim)

Factorial and Design-of-Experiments (DOE)

When several factors might affect a response, testing them one factor at a time (OFAT) is both wasteful and blind to interactions. Factorial designs vary factors together, so you estimate every main effect and interaction from the same runs, with better precision per run. This file covers the family of DOE designs and the concepts (resolution, aliasing) needed to read them. Generate them with scripts/doe_designs.py.

Table of contents

Why factorial beats OFAT

Vary one factor while holding others fixed and you (1) spend runs inefficiently and (2) can never see interactions — cases where the effect of A depends on the level of B, which are the rule, not the exception, in real systems. A factorial varies all factors simultaneously across runs; each effect is estimated using all the data, so a 2^k factorial is more precise than k separate OFAT studies of the same size.

Full factorial

A 2^k design runs every combination of k factors at two levels (low/high, coded −1/+1). It estimates all k main effects and all 2^k − k − 1 interactions.

  • Runs = 2^k: 8 for 3 factors, 16 for 4, 32 for 5. Practical to ~5 factors.
  • Use when you have a handful of factors and want a full picture including interactions.
  • two_level_factorial({"temp": (20,60), "conc": (1,10), "pH": (6,8)}) → 8 runs.
  • For factors with more than two levels, use full_factorial with explicit level lists (runs = product of level counts — grows fast).

Add center points (all factors at their midpoint) to a two-level design to get a cheap check for curvature: if the center response departs from the factorial average, a linear model is inadequate and you need a response-surface design.

Fractional factorial

When k is large, 2^k is too many runs — but most high-order interactions are negligible (the sparsity-of-effects principle). A 2^(k−p) fractional factorial runs a carefully chosen fraction (1/2, 1/4, ...) of the full design, trading the ability to estimate some interactions for far fewer runs.

  • fractional_factorial(factors, generator="a b c abc") builds a half-fraction of 4 factors in 8 runs. The generator string (Yates notation) assigns each factor to a column; a multi-letter token aliases that factor with an interaction.
  • The price is aliasing: some effects become indistinguishable. You must know which.

Resolution and aliasing

Aliasing (confounding) means two effects are estimated by the same contrast — the data cannot separate them. Which effects are aliased is summarized by the design's resolution:

Resolution Aliasing Interpretation
III main effects aliased with 2-factor interactions Screening only; a "significant" main effect might be an interaction
IV main effects clear of 2FI, but 2FIs aliased with each other Good for screening; main effects trustworthy
V main effects and 2FIs all clear of each other (aliased with 3FI+) Can model main effects and 2-factor interactions confidently

Always state the resolution and inspect the alias structure before interpreting a fractional design. Concluding "factor C has no effect" is unsafe if C is aliased with a real interaction (it could cancel out). When in doubt, choose a higher-resolution generator (more runs) or add runs to de-alias (fold-over / augment the design).

Screening designs

When the goal is to find the vital few factors out of many (5, 10, 20+), use a screening design that estimates main effects only, as cheaply as possible:

  • Plackett-Burman (plackett_burman): runs = the next multiple of 4 above k (e.g. 12 runs for up to 11 factors). Resolution III — two-factor interactions are heavily confounded with main effects. Perfect for triage: run it, keep the few factors with large effects, then study those with a full or higher-resolution factorial.
  • Resolution III fractional factorials serve the same purpose.

Screen first, optimize later — don't try to learn interactions and find the optimum in one cheap design.

Response-surface designs

Two-level designs fit only a flat (linear + interaction) model; they cannot locate an interior optimum or describe curvature. To fit a quadratic and optimize, use a response-surface methodology (RSM) design over continuous factors:

  • Central composite design (CCD) (central_composite): a 2^k factorial + center points + axial ("star") points. The axial points add the levels needed to estimate quadratic terms. With face="circumscribed" (default) the axial points sit outside the factorial box (so actual factor levels exceed your stated low/high); use face="inscribed" or "faced" to keep everything within the original range.
  • Box-Behnken (box_behnken, needs ≥3 factors): a quadratic design that avoids the extreme all-low/all-high corners — useful when those corners are unsafe, expensive, or infeasible. More economical than a CCD for 3–5 factors.

Workflow: screen → factorial (find important factors & rough region) → response surface (model curvature, locate optimum), often moving the experimental region between steps (path of steepest ascent).

Space-filling designs

For computer experiments / simulations (deterministic or expensive models) where classical replication and blocking don't apply, you want even coverage of a high-dimensional input space:

  • Latin hypercube (latin_hypercube): each factor's range is divided into n_samples equal bins, sampled once each, arranged to spread points apart (criterion="maximin"). Gives good coverage with relatively few points and is the standard input design for surrogate/emulator modeling and sensitivity analysis.

Choosing a design

Goal Factors Design Script function
Screen many factors 5–20+ Plackett-Burman / Res III plackett_burman
Main effects, some interactions, few runs 4–8 Res IV/V fractional fractional_factorial
All effects + interactions 2–5 Full 2^k factorial two_level_factorial
Multi-level categorical few Full factorial full_factorial
Optimize a response (curvature) 2–5 Central composite / Box-Behnken central_composite, box_behnken
Cover a simulation input space any Latin hypercube latin_hypercube

In all cases, randomize run order (the scripts do by default) so factors aren't confounded with time-related drift, and add center points to two-level designs as a curvature check.

references/randomization_and_blocking.md (verbatim)

Randomization, Blocking, Stratification, and Controls

These are the tools of local control: removing or balancing nuisance variation so the comparison you care about is clean. Randomization handles the unknown confounders; blocking and stratification handle the known ones; controls and blinding handle the systematic biases.

Randomization — why and how

Randomization assigns treatments to units by chance, so that in expectation every confounder (measured or not, known or unknown) is balanced across arms. This is the foundation of causal inference: without it, an observed difference could always be due to some variable that happened to track the grouping.

Use a seeded, reproducible schedule (see scripts/randomization.py) and follow it exactly. Record the seed. "I randomized somehow" is neither auditable nor reproducible.

Methods (and when each is right)

Method What it does Use when
Simple Independent random assignment per unit n is large (≳100); simplicity matters; imbalance is tolerable
Permuted block Within each block, arms appear in fixed ratio; order shuffled You need balance throughout enrollment, or n is small/moderate, or intake is sequential
Stratified block Separate blocks within each level of a prognostic factor A known covariate (site, sex, stage) must be balanced across arms
Cluster Whole groups (clinics, classes) assigned to arms The intervention is delivered at a group level
Minimization Adaptively assign to minimize imbalance across several covariates Many prognostic factors and small n (specialized; not in the script)

Simple randomization caveat: with small n it behaves like flipping a few coins — you can easily get 12 vs. 8 instead of 10 vs. 10, and worse for subgroups. Blocking fixes this.

Block size: must be a multiple of the ratio unit (e.g. for 1:1, sizes 2, 4, 6). Smaller blocks balance more tightly but are more predictable in unblinded trials (a clinician who knows the block size can guess the last allocation). Vary block size or keep it concealed when predictability is a concern.

Blocking — removing known nuisance variation

A block is a group of units expected to be similar (same day, batch, litter, plate, instrument run). You randomize treatments within each block. The nuisance variation between blocks is then removed from the error term, so the treatment comparison is more precise — often dramatically so.

Block on anything that (a) you can identify before the experiment and (b) you expect to affect the response but isn't of interest itself:

  • Time: day, week, session, processing batch.
  • Space: plate, plate position/edge, shelf, cage rack, field plot.
  • Material: reagent lot, animal litter, cell passage, donor.
  • People/instruments: technician, machine, sequencing run.

Rule of thumb: "Block what you can, randomize what you cannot." If you suspect a factor matters but can't block it, at least randomize across it and record it as a covariate.

Randomized complete block design (RCBD): every treatment appears once in every block. This is the workhorse design — analyze with treatment + block in the model.

Stratification vs. blocking vs. covariate adjustment

These overlap; the distinction is about when you control the variable:

  • Stratify / block at design time when the factor is known before assignment and you want guaranteed balance (the safest, since it doesn't rely on a model).
  • Adjust as a covariate at analysis time (ANCOVA, regression) when the factor is continuous or measured after assignment. Often you do both: stratify on the big ones, adjust for the rest.

A few strata are better than many: stratifying on too many factors at once leaves strata with too few units to block effectively. For many covariates and small n, minimization is the alternative.

Controls

A comparison needs a concurrent baseline. Match the control to the threat you're ruling out:

  • Untreated / standard-of-care control — isolates the treatment effect from time.
  • Vehicle / sham control — isolates the active ingredient from the delivery (injection stress, vehicle solvent, sham surgery).
  • Positive control — a treatment known to produce the effect, to confirm the assay can detect one at all.
  • Concurrent, not historical — controls run at the same time as the treatment; historical controls reintroduce time confounding.

Blinding

Blinding prevents expectation from biasing measurement and behavior:

  • Single-blind: the subject doesn't know the assignment.
  • Double-blind: neither subject nor experimenter/assessor knows.
  • Blinded outcome assessment: at minimum, whoever measures the outcome shouldn't know the group — cheap and high-value even in animal/bench work. Allocation concealment (the person enrolling can't foresee the next assignment) is distinct from blinding and just as important; a sealed seeded schedule provides it.

Batch effects and plate layout (especially omics / HTS)

Batch effects are systematic technical differences between processing groups and are a leading cause of irreproducible high-throughput results.

  • Never let batch align with the biological condition. If all cases are in batch 1 and all controls in batch 2, condition and batch are perfectly confounded and no normalization can separate them.
  • Randomize or block sample-to-batch and position-within-plate. Spread each condition across all batches and across plate positions.
  • Avoid edge effects: evaporation and thermal gradients make outer wells differ; don't load all controls into edge columns. Randomize positions, or include replicates spanning edge and interior.
  • Include anchor/reference samples in every batch to estimate and correct batch shifts.
  • Use assign_factorial_runs() / the randomization functions to generate a randomized processing order and position map.

Documentation

Record, and ideally pre-register: the randomization method, the seed, block sizes, stratification factors, the schedule itself, and the planned analysis (which must include block/stratum/cluster terms). This is what makes the study auditable and the primary analysis confirmatory rather than exploratory.

references/sequential_and_adaptive.md (verbatim)

Sequential and Adaptive Designs

A fixed design commits to a single sample size and one analysis at the end. Sequential and adaptive designs allow looks at the data during the study and let you stop early (for benefit, harm, or futility) or modify the design — saving participants, time, and money. The catch: every interim look at the data is another chance to cross the significance threshold by luck, so the error rate must be controlled explicitly. Peeking at accumulating data and stopping the first time p < 0.05 inflates the Type I error rate badly (to ~0.20+ with a few looks) — this is the core problem these methods solve.

Why naive peeking fails

If you test at α = 0.05 at each of K interim analyses and stop at the first significant result, the overall false-positive rate is far above 0.05 — roughly 0.08 for 2 looks, ~0.14 for 5, ~0.20 for 10. The fix is to spend your total α across the looks so the cumulative Type I error stays at 0.05.

Group-sequential designs

Pre-plan a fixed number of interim analyses (e.g. after 25%, 50%, 75%, 100% of data) and use adjusted, more stringent boundaries at each look so the overall α is preserved. Common boundary families:

  • Pocock: constant (equally stringent) nominal significance level at every look. Easier to stop early, but pays a larger penalty at the final analysis.
  • O'Brien–Fleming: very stringent early (hard to stop in the first looks), relaxing toward the planned final α. Most popular in confirmatory trials because the final boundary is close to the unadjusted 0.05 and early stopping is reserved for dramatic effects.
  • Alpha-spending functions (Lan–DeMets): generalize the above by defining how much α is "spent" as a function of information accrued, so the number and timing of looks need not be fixed in advance — only the spending function is.

You can stop for:

  • Efficacy — the effect crosses the upper boundary.
  • Futility — the effect is so small that continuing is unlikely to ever reach significance (a non-binding or binding lower boundary / conditional power threshold).
  • Harm — safety boundary crossed.

Group-sequential designs require a modestly larger maximum sample size than a fixed design (to pay for the looks), but the expected sample size is usually smaller because many trials stop early.

Tooling

Python support is thinner than for fixed designs; common options:

  • statsmodels has limited sequential utilities; for full boundary computation, most practitioners call R packages via rpy2 or a subprocess:
    • R gsDesign — the standard for group-sequential boundaries and spending functions.
    • R rpact — confirmatory adaptive and group-sequential designs.
  • For custom rules, simulate the whole sequential procedure (generate data, apply the boundaries look by look, repeat) to confirm the realized Type I error and to estimate expected sample size and power. This mirrors the simulation approach in the statistical-power skill and is the most flexible route.

Adaptive designs

Broader than group-sequential: the design itself can change at an interim based on accumulating data, within a pre-specified plan that still controls error. Main types:

  • Sample-size re-estimation: recompute the required n at an interim using the observed nuisance parameter (e.g. the variance or control-arm rate), without unblinding the treatment effect. Protects against a misjudged variance at planning.
  • Adaptive randomization: shift allocation probabilities toward the better- performing arm as data accrue (response-adaptive), or to improve covariate balance.
  • Drop-the-loser / arm selection: start with several arms or doses and drop inferior ones at interims (seamless phase II/III).
  • Adaptive enrichment: narrow enrollment to a subgroup that appears to benefit.

Adaptive designs are powerful but easy to get wrong: any adaptation that uses the unblinded treatment effect can inflate Type I error and bias the final effect estimate unless the method explicitly corrects for it. Two non-negotiables:

  1. Pre-specify the adaptation rule and the error-control method before the study.
  2. Validate by simulation that the entire procedure preserves the Type I error rate and yields acceptable power and unbiased-enough estimates.

When to use them

  • Confirmatory trials, expensive or risky enrollment — group-sequential with O'Brien–Fleming boundaries to allow ethical early stopping.
  • Uncertain nuisance parameters at planning — blinded sample-size re-estimation.
  • Many candidate doses/arms — adaptive arm selection / seamless designs.
  • Pure exploration / fixed cheap data — usually not worth the overhead; a fixed design is simpler and the analysis is unambiguous.

Practical checklist

  • Decide the number and timing of interim analyses (or the spending function).
  • Choose a boundary family matched to how eager you are to stop early.
  • Specify futility rules if you want to stop for lack of effect.
  • Inflate the maximum sample size to cover the looks; report the expected sample size too.
  • Pre-register the full sequential/adaptive plan, including the stopping rules.
  • Have an independent data monitoring committee look at unblinded interims in human trials, not the study team.
  • Simulate the design end to end to confirm error control before running it.

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